Light quanta · Paper 1, §7 energy conservation

Stokes's rule and the single-quantum energy budget

Can fluorescent light have a higher frequency than the light that excites it? Not if each absorbed quantum yields at most one emitted one, and §7 also says when to expect exceptions.

Light quanta · §7 fluorescence & Stokes's rule

Fluorescence energy budget and Stokes's rule

What single-quantum energy conservation, hν₁ = hν₂ + Eother, allows a fluorescent body to emit, and where multi-quantum and thermal cases depart from it.

Static worked example

Model note
  • Whether the energy budget allows the emission (allowed), Maximum allowed emitted frequency (nu2Max), Absorbed quantum energy (e1Ev), Emitted quantum energy (e2Ev), Energy dissipated as heat, per quantum (eOtherEv) and Energy deficit (energyDeficitEv): Host calculation, by the site's own reference code. Computed in photoelectric.fluorescenceBudget.
  • Quanta absorbed each second (absorbedRate), Quanta emitted each second (emittedRate), Power emitted as light (emittedPowerWatts) and Power dissipated as heat (dissipatedHeatWatts): Host calculation, by the site's own reference code. Computed in photoelectric.fluorescenceRates.
  • Computed from the settings last applied (settings revision 1, result 1).
  • Not modeled: Detailed atomic or molecular energy level structures and transition dipoles.; Non-radiative decay kinetics and intermediate triplet states (phosphorescence timescales).; Spatial propagation, self-absorption, and re-emission geometry inside the bulk medium.; Coherent optical effects and laser amplification..
Elementary quantum energy ledgerAllowed by the budget
Stokes's rule (§7)
0 eVν₂,max3.515 eVabsorbed hν₁3.515 eVemitted hν₂+0 eVheat

Absorbed: 850 THz, 353 nm (ultraviolet). Emitted: 850 THz, 353 nm (ultraviolet). Heat: the rest of the absorbed energy, dissipated in the medium. The dashed line is the largest emitted quantum allowed, ν₂,max = 850.0 THz.

Verdict: Allowed under Stokes's rule: the emitted quantum has no more energy than the absorbed one (ν₂ ≤ ν₁).

Spectral bands and false-colour legend

Wavelength λ = c / ν
Ultraviolet (UV)
> 789 THz (< 380 nm)
Visible spectrum
400–789 THz (380–750 nm)
Infrared (IR)
< 400 THz (> 750 nm)
Rates at this absorbed powerYield Y = 0.50
Absorbed rate Ṅ₁:1.7755 × 1012 s⁻¹
Emitted rate Ṅ₂:8.8776 × 1011 s⁻¹
Emitted power:0.5 μW
Heat dissipated:0.5 μW

Predict before the numbers

One quantum of the exciting light is absorbed at a time. Can the emitted light have a higher frequency than the exciting light (ν₂ > ν₁)?

Three relations the model could have

Predict before the numbers

As the exciting light becomes very weak, how does the rate of emitted light change?

Three relations the model could have

The result appears when you choose, say you have one in mind, or skip.

Try
THz(3.515 eV)
THz(3.515 eV)
Accounting regime:
Experiment settings which channels the absorbed energy may leave by
Available channels:

These apply at once.

Worked example: 850 THz in, 850 THz out. Allowed under Stokes's rule: the emitted quantum has no more energy than the absorbed one (ν₂ ≤ ν₁). 8.88 × 10¹¹ quanta leave each second.

Calculated energy ledger and transition quantities

QuantitySymbolValueMeaning
Budget verdictVerdictAllowedAllowed under Stokes's rule: the emitted quantum has no more energy than the absorbed one (ν₂ ≤ ν₁).
Maximum allowed frequencyν₂,max850.00 THzUpper frequency bound for emitted light
Absorbed quantum energyhν₁3.5153 eVEnergy of one exciting light quantum
Emitted quantum energyhν₂3.5153 eVEnergy of candidate emitted light quantum
Non-optical dissipation (heat)Eother0 eVEnergy transferred to thermal modes of medium
Energy deficitΔE0 eVZero (Conserved)

Paper assumptions (§7 as printed)

  • The exciting light consists of energy quanta of magnitude hν₁ as derived for the Wien regime.
  • The absorption and emission of light are elementary processes occurring via single quanta (unless in deviation case 1).
  • Each absorbed quantum is transformed into a light quantum of frequency ν₂ and/or non-optical energy channels (heat).
  • Energy is strictly conserved in every elementary transformation: hν₁ = hν₂ + E, where E ≥ 0 is the energy passed to other channels.

What this model leaves out (not modeled)

  • Detailed atomic or molecular energy level structures and transition dipoles.
  • Non-radiative decay kinetics and intermediate triplet states (phosphorescence timescales).
  • Spatial propagation, self-absorption, and re-emission geometry inside the bulk medium.
  • Coherent optical effects and laser amplification.

When light makes a substance glow, the glow comes out at a lower frequency than the light that excites it, and the light-quantum picture says why: one absorbed quantum can pay for at most one emitted quantum of no greater energy. Einstein also named the conditions under which that rule could fail.

§7 applies the light quantum to photoluminescence. Suppose the exciting light of frequency ν₁ and the emitted light of frequency ν₂ both consist of quanta of energy (R/N)βν, hν in modern notation, and that each absorbed quantum, at least while the exciting quanta are sparse, gives rise on its own to one emitted quantum, possibly with other light or heat besides. Then energy requires hν₂ ≤ hν₁, so ν₂ ≤ ν₁, which is Stokes's rule. The instrument draws this energy ledger. At its defaults ν₁ = 850 THz, a quantum of 3.515 eV. Emitting at 850 THz uses all of it; emitting at 600 THz (2.481 eV) leaves 1.034 eV for heat; emitting at 900 THz would need 0.207 eV more than one quantum has, so the lab calls it disallowed and reports no emission. §7 also predicts that in weak light the emitted light is proportional to the exciting light, with no lower limit of intensity. With 1 μW absorbed and one emission for every two absorptions, 1.78 × 1012 quanta are absorbed and 8.88 × 1011 emitted each second, and a millionth of the power gives a millionth of each rate. Einstein named two cases in which the rule could fail: so many quanta converting at once that one emitted quantum draws on several absorbed ones, which the lab shows as a bound of kν₁; and exciting light unlike black radiation in the range of Wien's law, for which the lab derives no bound. A third setting, in which the body's own heat supplies the difference, is a modern allowance and is labelled as not in the paper.

Modern qualifications

Stokes stated the rule in 1852 as an observation about fluorescent substances; §7 is Einstein's derivation of it from the light quantum and energy conservation, and its predictions, proportionality without a threshold in weak light and exceptions only in the two named cases, were offered for experiment rather than checked in the paper. Einstein wrote the quantum as (R/N)βν, with β from Wien's law; h is Planck's notation. Both deviation cases later became real physics under other names: absorption of two quanta at once was worked out by Göppert-Mayer in 1931 and seen with lasers in 1961, and Pringsheim proposed in 1929 that anti-Stokes emission fed by a body's heat could cool it, which Epstein and colleagues observed in a solid in 1995. The thermal allowance here is a simple modern estimate, not a model of any substance.

Show the code

The site’s own reference code for this law, in TypeScript. It computes the numbers above when the page runs it, and it is what the page uses wherever a FrankenSim result is not available.

fluorescenceBudget · src/physics/reference/photoelectric.ts · this site’s source, as built · sha256:11d71dbe93a9da3598599f4cc6cea5d332f7f441988613168aa553ff6c379002

This function computes the listed outputs when it runs.

In words

The bound is h times the emitted frequency no greater than h times the absorbed frequency, which is Stokes's rule with a reason attached rather than a rule of thumb. The function returns the verdict, both quantum energies in electronvolts, the largest emitted frequency the assumption allows, the energy left over for other channels when the emission is allowed, and the deficit when it is not. Measured at 600 THz in and 500 THz out: 2.4814 eV absorbed, 2.0678 eV emitted, 0.4136 eV left for heat.

Implementation

/**
 * Energy budget evaluator for fluorescence (§7 of 1905 light-quanta paper, LQ-07).
 * Evaluates whether an emitted quantum h*nu2 is energetically permissible under the
 * single-quantum hypothesis h*nu1 = h*nu2 + E_other, or under Einstein's two named
 * deviation cases, or under modern thermal anti-Stokes allowance.
 */
export function fluorescenceBudget(input: FluorescenceBudgetInput): FluorescenceBudgetResult {
  const { nu1, nu2, channels = "light-plus-heat", set } = input;

  let regime: FluorescenceRegime = input.regime ?? "standard-stokes";
  if (input.assumptionState === "paper") regime = "standard-stokes";
  else if (input.assumptionState === "deviation-high-density") regime = "deviation-multi-quantum";
  else if (input.assumptionState === "deviation-non-wien") regime = "deviation-non-wien";
  else if (input.assumptionState === "modern-thermal-allowance") regime = "modern-thermal";

  const multiQuantumK = input.k ?? input.multiQuantumK ?? 1;
  const sourceTemperatureK = input.sourceTemperature ?? input.sourceTemperatureK ?? 5800;
  const bodyTemperatureK = input.allowance?.T ?? input.bodyTemperatureK ?? 300;
  const bodyThermalDegreesN = input.allowance?.n ?? input.bodyThermalDegreesN ?? 10;
  const epsilonW = input.epsilonW ?? 0.01;

  if (!Number.isFinite(nu1) || !Number.isFinite(nu2)) {
    return Object.freeze({
      status: "outside-domain",
      allowed: false,
      regime,
      nu1Hz: nu1,
      nu2Hz: nu2,
      nu2MaxHz: 0,
      e1Joules: 0,
      e1Ev: 0,
      e2Joules: 0,
      e2Ev: 0,
      eOtherJoules: 0,
      eOtherEv: 0,
      energyDeficitJoules: 0,
      energyDeficitEv: 0,
      verdictReason: "Frequency must be a finite number.",
      refusalCode: "nonfinite-frequency",
    });
  }
  if (nu1 <= 0 || nu2 <= 0) {
    return Object.freeze({
      status: "outside-domain",
      allowed: false,
      regime,
      nu1Hz: nu1,
      nu2Hz: nu2,
      nu2MaxHz: 0,
      e1Joules: 0,
      e1Ev: 0,
      e2Joules: 0,
      e2Ev: 0,
      eOtherJoules: 0,
      eOtherEv: 0,
      energyDeficitJoules: 0,
      energyDeficitEv: 0,
      verdictReason: "Frequency must be a positive number.",
      refusalCode: "nonpositive-frequency",
    });
  }

  const h = getPlanckConstant(set);
  const e = getElementaryCharge(set);
  const kB = getBoltzmannConstant(set);

  const e1J = h * nu1;
  const e1Ev = e1J / e;
  const e2J = h * nu2;
  const e2Ev = e2J / e;

  if (regime === "deviation-non-wien") {
    const Tsrc = sourceTemperatureK > 0 ? sourceTemperatureK : 5800;
    const x = (h * nu1) / (kB * Tsrc);
    const expMinusX = Math.exp(-x);

    // If e^-x > epsilonW, outside Wien domain
    if (expMinusX > epsilonW) {
      return Object.freeze({
        status: "outside-domain",
        allowed: false,
        labelKind: "printed-deviation-case-2" as const,
        nu1Hz: nu1,
        nu2Hz: nu2,
        nu2MaxHz: nu1,
        e1Joules: e1J,
        e1Ev,
        e2Joules: e2J,
        e2Ev,
        eOtherJoules: 0,
        eOtherEv: 0,
        energyDeficitJoules: Math.max(0, e2J - e1J),
        energyDeficitEv: Math.max(0, e2Ev - e1Ev),
        wienParameterX: x,
        wienDeviationExpMinusX: expMinusX,
        verdictReason:
          "The light-quantum description is admitted only where Wien's law holds, and §7 allows that other light may behave differently, so no bound is derived.",
        refusalCode: "outside-wien-domain",
      });
    }

    // Inside Wien domain: single-quantum bound applies
    const allowed = nu2 <= nu1;
    const deficitJ = Math.max(0, e2J - e1J);
    const eOtherJ = allowed ? e1J - e2J : 0;
    return Object.freeze({
      status: "value",
      allowed,
      labelKind: "printed-deviation-case-2" as const,
      nu1Hz: nu1,
      nu2Hz: nu2,
      nu2MaxHz: nu1,
      e1Joules: e1J,
      e1Ev,
      e2Joules: e2J,
      e2Ev,
      eOtherJoules: eOtherJ,
      eOtherEv: eOtherJ / e,
      energyDeficitJoules: deficitJ,
      energyDeficitEv: deficitJ / e,
      wienParameterX: x,
      wienDeviationExpMinusX: expMinusX,
      verdictReason: allowed
        ? "Allowed: the exciting light is in the range where Wien's law holds, and ν₂ does not exceed ν₁."
        : "Disallowed: the emitted frequency ν₂ exceeds the exciting frequency ν₁, and Wien's law holds.",
    });
  }

  if (regime === "deviation-multi-quantum") {
    const k = Math.max(1, Math.floor(multiQuantumK));
    const totalInJ = k * e1J;
    const totalInEv = totalInJ / e;
    const nu2Max = k * nu1;
    const allowed = nu2 <= nu2Max;
    const deficitJ = Math.max(0, e2J - totalInJ);
    const eOtherJ = allowed ? totalInJ - e2J : 0;

    return Object.freeze({
      status: "value",
      allowed,
      labelKind: "printed-deviation-case-1" as const,
      nu1Hz: nu1,
      nu2Hz: nu2,
      nu2MaxHz: nu2Max,
      e1Joules: e1J,
      e1Ev,
      e2Joules: e2J,
      e2Ev,
      eOtherJoules: eOtherJ,
      eOtherEv: eOtherJ / e,
      energyDeficitJoules: deficitJ,
      energyDeficitEv: deficitJ / e,
      verdictReason: allowed
        ? `Allowed under deviation case 1: ${k} absorbed quanta together supply ${totalInEv.toFixed(4)} eV, enough for emission up to ${k}ν₁.`
        : `Disallowed: the emitted quantum needs ${(e2Ev - totalInEv).toFixed(4)} eV more than ${k} absorbed quanta supply (ν₂ above ${k}ν₁).`,
    });
  }

  if (regime === "modern-thermal") {
    const nDegrees = Math.max(1, bodyThermalDegreesN);
    const Tbody = Math.max(0, bodyTemperatureK);
    const extraJ = nDegrees * kB * Tbody;
    const extraEv = extraJ / e;
    const totalAvailableJ = e1J + extraJ;
    const nu2Max = totalAvailableJ / h;
    const allowed = nu2 <= nu2Max;
    const deficitJ = Math.max(0, e2J - totalAvailableJ);
    const eOtherJ = allowed ? totalAvailableJ - e2J : 0;

    return Object.freeze({
      status: "value",
      allowed,
      labelKind: "modern-allowance" as const,
      nu1Hz: nu1,
      nu2Hz: nu2,
      nu2MaxHz: nu2Max,
      e1Joules: e1J,
      e1Ev,
      e2Joules: e2J,
      e2Ev,
      eOtherJoules: eOtherJ,
      eOtherEv: eOtherJ / e,
      energyDeficitJoules: deficitJ,
      energyDeficitEv: deficitJ / e,
      thermalExtraJoules: extraJ,
      thermalExtraEv: extraEv,
      verdictReason: allowed
        ? `Allowed under a modern thermal allowance, not in the 1905 paper: the body can add ${extraEv.toFixed(4)} eV, so ν₂ may reach ${(nu2Max / 1e12).toFixed(2)} THz.`
        : `Disallowed: ν₂ exceeds even the modern thermal bound of ${(nu2Max / 1e12).toFixed(2)} THz.`,
    });
  }

  // Standard Stokes regime (§7 as printed)
  const nu2Max = nu1;
  let allowed = nu2 <= nu1;
  let reason = allowed
    ? "Allowed under Stokes's rule: the emitted quantum has no more energy than the absorbed one (ν₂ ≤ ν₁)."
    : "Disallowed under the paper's single-quantum assumption: the emitted quantum would need more energy than the absorbed one supplies (ν₂ > ν₁).";

  if (channels === "light-only") {
    if (nu2 < nu1) {
      allowed = false;
      reason =
        "Disallowed under the light-only assumption: the absorbed quantum has energy left over and no other channel to take it.";
    } else if (nu2 > nu1) {
      allowed = false;
      reason =
        "Disallowed: the emitted light would carry more energy than was absorbed, with nothing to supply the difference.";
    } else {
      allowed = true;
      reason = "Allowed: resonance fluorescence, with no energy lost to other channels.";
    }
  }

  const deficitJ = Math.max(0, e2J - e1J);
  const eOtherJ = allowed && channels === "light-plus-heat" ? e1J - e2J : 0;

  return Object.freeze({
    status: "value",
    allowed,
    labelKind: "paper-assumption" as const,
    nu1Hz: nu1,
    nu2Hz: nu2,
    nu2MaxHz: nu2Max,
    e1Joules: e1J,
    e1Ev,
    e2Joules: e2J,
    e2Ev,
    eOtherJoules: eOtherJ,
    eOtherEv: eOtherJ / e,
    energyDeficitJoules: deficitJ,
    energyDeficitEv: deficitJ / e,
    verdictReason: reason,
  });
}

The single-quantum energy budget in Einstein 1905 §7

In 1852, George Gabriel Stokes formulated the empirical rule that fluorescent light always has a lower frequency (longer wavelength) than the light that excited it. In §7 of his 1905 paper, Einstein showed that this rule is an immediate consequence of the light-quantum hypothesis:

“If monochromatic light of frequency ν₁ is transformed into light of frequency ν₂ by photoluminescence, and if the process occurs such that one absorbed quantum is converted into one emitted quantum plus non-optical energy... then the energy of the emitted quantum cannot be greater than that of the exciting one.”
hν₁ = hν₂ + Eother, with Eother ≥ 0, so ν₂ ≤ ν₁

The two historical deviation cases

Rather than stating Stokes's rule as an unbreakable law, Einstein explicitly deduced the physical conditions under which anti-Stokes emission (ν₂ > ν₁) can occur:

  • Deviation case 1 (multi-quantum absorption): If the elementary process involves the simultaneous absorption of k light quanta, the available energy is k hν₁, permitting emission up to ν₂ ≤ k ν₁.
  • Deviation Case 2 (Non-Wien exciting radiation): If the incident light is not in the Wien regime (where the light-quantum volume law was derived), single-quantum behavior is not guaranteed.
Read the original German source text and translation for §7

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