Discover · A route you could take

Waves explain the light you see.
What about the moment it is made?

The wave theory of light was not in trouble in 1904. It predicted where the fringes fall and it was right. This route keeps every one of those successes and looks at the one place the evidence does not reach: the moment light is made, or taken up. There are seven moves; the hard one is noticing which two things you are allowed to compare.

A route you could take, not a transcript of Einstein’s private thoughts. Every step can be read without running anything.

The 1904 shelf

Everything this route uses was available to a careful reader at the end of 1904. There is no imported later result: unlike the mass-energy route, which has to borrow from the June relativity paper, this argument stands on its own shelf.

This list is a reconstruction aid assembled for learning, not a documentary history of what Einstein read.

Legend:Available by the end of 1904Parallel work: not available to a 1904 readerAdmitted 1905 import
Published 1826

Treating light as a wave, Fresnel calculates where the dark and bright diffraction fringes beside the shadow of an opaque body fall, from the concourse of the elementary waves of Huygens's principle, and finds his measurements agree with the calculation, and agree better than with the formula of his own first hypothesis.

Available by the end of 1904
Limits: The memoir was crowned by the Academy in 1819 and deposited at the Institut on 29 July 1818; the volume that prints it is tome V, dated 1826. The agreement is for the fringes outside the shadow and for the ratios of their widths, measured with a micrometer to within the vagueness of the fringes, which Fresnel says limits the precision.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

Available by

Published 1826

Prior event: Presented 1818-07-29

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 1 of this route

Primary evidence and sources

  • Mémoire sur la diffraction de la lumière A. Fresnel, Mém. Acad. Sci. 5, 339 (1826)
Published 1852

Light given out by a fluorescing substance spreads over various refrangibilities, none higher than that of the light exciting it: when dispersion changes the refrangibility of light, it always lowers it.

Available by the end of 1904
Limits: Stokes writes of refrangibility, which the wave theory ties to the period of vibration; lower refrangibility means a longer period, so the rule is often restated as a lower frequency. He calls it a law that appears to be universal, having met no exception among a great many media, and offers only conjectures toward a dynamical explanation, not having satisfied himself of one. The word fluorescence is his, proposed in this paper.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published 1852

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 7 of this route

Primary evidence and sources

  • On the Change of Refrangibility of Light Phil. Trans. R. Soc. 142, 463 (1852)
Published 1873

Maxwell argues that light is an electromagnetic disturbance, propagated through the same medium as other electromagnetic actions: the velocity of such a disturbance, found from electrical measurements, agrees with the measured velocity of light, and the disturbance lies in the plane of the wave, as the one constituting light does.

Available by the end of 1904
Limits: An argument he offers as a test, not a derivation of all of optics: neither velocity was known well enough to say which was the greater, and his theory is, in his words, certainly not contradicted by them. Its prediction that a transparent medium's dielectric capacity equals the square of its index of refraction misses for paraffin by more than errors of observation, which he takes to show that theories of the structure of bodies must be much improved before optical properties can be deduced from electrical ones.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published 1873

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 1 of this route

Primary evidence and sources

  • A Treatise on Electricity and Magnetism J. C. Maxwell, Oxford: Clarendon Press, vol. II, ch. XX, arts. 781-790 (1873)
Published 1877

The entropy of a state is proportional to the logarithm of the number of ways that state can be realised.

Available by the end of 1904
Limits: A relation between an entropy and a count, stated for a gas whose states Boltzmann could enumerate, and on a particular division of the energy into elements. It fixes no constant of proportionality: the value later written k is not in it. Read forwards it turns a count into an entropy; the route reads it backwards, from a measured volume dependence to a count of independent things, and that direction is an inference the principle does not license by itself.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published 1877

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Steps 5 and 6 of this route

Primary evidence and sources

  • Über die Beziehung zwischen dem zweiten Hauptsatze der mechanischen Wärmetheorie und der Wahrscheinlichkeitsrechnung Wiener Berichte 76, 373 (1877)
Published 1887

Ultraviolet light falling on a spark gap makes the spark pass more easily: it lengthens the distance across which the discharge of an induction coil will jump. Hertz found it first with the light of a second spark, and then with the electric arc and other sources.

Available by the end of 1904
Limits: A phenomenon, reported without a mechanism: Hertz confines himself to the facts established, without attempting a theory of how they come about.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published 1887

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 2 of this route

Primary evidence and sources

  • Ueber einen Einfluss des ultravioletten Lichtes auf die electrische Entladung H. Hertz, Ann. Phys. (Wied.) 31, 983 (1887)
Published 1890

In thermal equilibrium the average kinetic energy belonging to each variable of a mechanical system is the same for every variable, whatever the system is made of, and two parts at the same temperature have the same average kinetic energy per variable.

Available by the end of 1904
Limits: Maxwell states it for kinetic energy, and proves it on one assumption he names: that the system, left to itself, passes sooner or later through every state its energy allows. He gives cases where that fails. That a simple vibration also carries, on average, as much potential energy as kinetic, so that its whole energy is fixed by the temperature, is a further step of mechanics this card does not source. Maxwell credits the theorem to Boltzmann (Wiener Berichte 58, 1868). The card is dated by the 1890 reprint read here; the paper was first printed in the Cambridge Philosophical Society's Transactions, vol. XII, which was not read.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

Available by

Published 1890

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 3 of this route

Primary evidence and sources

  • On Boltzmann's Theorem on the average distribution of energy in a system of material points J. C. Maxwell, Scientific Papers, vol. II (Cambridge, 1890), p. 713; from Trans. Camb. Phil. Soc. 12 (1890)
Published 1896

Boltzmann writes the entropy of a mass k of a gas of molecular weight μ as (Rk/μ) times the logarithm of T^(3(1+β)/2) divided by the density, plus a constant. At a fixed temperature it therefore changes with the volume as (Rk/μ) log V, which is R log(V/V₀) per gram-molecule.

Available by the end of 1904
Limits: For the gas of Part I, whose molecules are small compared with their mean free path; β depends only on the temperature and is taken as constant. The printed form counts gram-molecules through k/μ; writing it per molecule needs N, the number of molecules in a gram-molecule, whose value was uncertain in 1904. The form is stated on p. 58.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published 1896

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Steps 5 and 6 of this route

Primary evidence and sources

  • Vorlesungen über Gastheorie, I. Theil L. Boltzmann, Leipzig: J. A. Barth; the entropy, p. 58 (1896)
Published 1896

A law for how black-body radiation distributes its energy over wavelength, in which the energy at wavelength λ and absolute temperature θ goes as λ^-5 e^(-c/λθ), derived from hypotheses about the emitting molecules: Maxwell's law of the distribution of their velocities, after Michelson, together with results Boltzmann and Wien had reached by thermodynamics.

Available by the end of 1904
Limits: Wien says a law of the distribution cannot be found without hypotheses, and that his leave uncertainty in its theoretical foundation while allowing a wide comparison with experience. Paschen found the same form, with a free exponent, independently from his measurements. That it holds where frequency divided by temperature is large, and fails at long wavelengths, was found only in 1900 and 1901, as the Rubens and Kurlbaum card records.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

Available by

Published 1896

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 4 of this route

Primary evidence and sources

  • Ueber die Energievertheilung im Emissionsspectrum eines schwarzen Körpers W. Wien, Ann. Phys. (Wied.) 58, 662 (1896)
Published, 1899-12

When a negatively charged metal plate in a gas at low pressure is lit by ultraviolet light, the negative electricity it loses is carried by particles whose ratio of charge to mass Thomson measures as of the same order as for cathode rays, and states to be the same.

Available by the end of 1904
Limits: His measured mean is larger than either cathode-ray value he quotes, though of the same order; "the same" is his reading of that agreement. He says his statements about the masses hold only when the gas pressure is very small, and he speaks of the carriers as ions produced by the ultraviolet light. It identifies the carriers, and says nothing about how much energy each carries: the method takes them to start from rest.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

Available by

Published, 1899-12

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Steps 2 and 7 of this route

Primary evidence and sources

  • On the Masses of the Ions in Gases at Low Pressures Phil. Mag. (5) 48, 547 (1899-12)
Published, 1900-06

Giving each mode of vibration of the radiation an equal share of energy, proportional to the temperature, makes the energy between two nearby wavelengths proportional to the temperature and to the inverse fourth power of the wavelength. Rayleigh suggests this may be the proper form when the wavelength times the temperature is great.

Available by the end of 1904
Limits: A suggestion, not a law for the whole spectrum: Rayleigh writes that the equal-shares doctrine fails in general, for a reason not yet explained, and may apply to the graver modes. For a complete expression he multiplies by the exponential factor of Wien's law, a law he calls little more than a conjecture on the theoretical side, and says he cannot tell whether the result fits observation as well as Wien's. He gives no value for the coefficient. The constant usually quoted with it comes from Jeans in July 1905, after the light-quanta paper was received, and is not on this shelf.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published, 1900-06

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Step 3 of this route

Primary evidence and sources

  • Remarks upon the Law of Complete Radiation Phil. Mag. (5) 49, 539 (1900-06)
Published 1901

A new radiation formula, which Planck writes seems to contradict none of the facts so far established, obtained by setting a system of resonators' entropy proportional to the logarithm of the probability of its energy, and counting that probability by treating the resonators' total energy as a whole number of finite equal parts, energy elements; with numerical values for the constants h and k.

Available by the end of 1904
Limits: This concerns the energy of MATERIAL RESONATORS, divided into elements so that the ways of distributing it can be counted. It is not the claim that free radiation itself consists of independent quanta, and reading it as though it were is the anachronism this route must avoid. The two are different propositions and the second is what the 1905 paper argues for. Planck adds that setting the entropy by the probability comes down to a definition of that probability.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published 1901

Prior event: Presented 1900-12-14

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Steps 3 and 6 of this route

Primary evidence and sources

  • Ueber das Gesetz der Energieverteilung im Normalspectrum M. Planck, Ann. Phys. (4) 4, 553 (1901)
Published, 1901-04

Measured in the residual rays of fluorspar, rock salt and quartz, at long infra-red wavelengths, black-body radiation departs strongly from Wien's law. Rubens and Kurlbaum conclude that a suitable formula must make it grow in proportion to the temperature at very long wavelengths and very high temperatures, as the formulas of Rayleigh, of Lummer and Jahnke, and of Planck do.

Available by the end of 1904
Limits: An empirical result, stated as what the observations seem to show. Of the three formulas they judge Rayleigh's unsuitable, since it fails at short wavelengths, and prefer Planck's for its simplicity. Part of the material had already appeared in the Berlin Academy's reports for 1900 (vol. 41, p. 929), before this printed version, and Lummer and Pringsheim had found departures from Wien's formula at large values of wavelength times temperature.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

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Published, 1901-04

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Steps 3 and 4 of this route

Primary evidence and sources

  • Anwendung der Methode der Reststrahlen zur Prüfung des Strahlungsgesetzes H. Rubens and F. Kurlbaum, Ann. Phys. (4) 4, 649 (1901-04)
Published, 1902-04-29

The initial speeds of the cathode rays that ultraviolet light drives out of a body do not depend on how intense the light is: varying the intensity of an arc lamp 70 to 1, and on aluminium 1000 to 1, left the retarding potential that stops them unchanged. Lenard takes the amount of electricity driven out as his measure of the light's intensity.

Available by the end of 1904
Limits: Lenard found the speeds depending on the kind of light instead: the zinc arc gave far fewer high speeds than the carbon arc, though on aluminium the kind of light made almost no difference. He did not establish that the greatest energy rises in proportion to the frequency: that is the 1905 paper's prediction, tested by Millikan in 1916. He calls the carriers quanta of negative electricity.

Historical context

Available in the published scientific literature or public proceedings prior to 1905.

Available by

Published, 1902-04-29

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Steps 2 and 7 of this route

Primary evidence and sources

  • Ueber die lichtelektrische Wirkung P. Lenard, Ann. Phys. (4) 8, 149 (1902-04-29)

Two results the argument is often told with are not here: Jeans’s constant for Rayleigh’s law is from July 1905, after the paper was received, and the name “ultraviolet catastrophe” is Ehrenfest’s, from 1911.

The nagging fact

Turn up the lamp and the electrons come out in greater numbers, but not with greater energy. A stronger wave should shake them harder.

The first honest question

Is there any regime of light where you can do honest thermodynamics without knowing what light is made of?

01 / Start with what works

The wave theory is not the problem

Send light through two slits and the bright and dark bands land where the wave account says they will. Diffraction, interference, polarisation, the whole of optics: the wave description predicts them quantitatively and measurement agrees. Nothing in this route takes any of that away, and any replacement that cannot reproduce it is not a candidate.

The ending is often told as though waves were overthrown. They were not. What follows narrows to a region the optical evidence never covered.

02 / Find the edge of the evidence

Optics measures averages

The gap is easy to miss, because it is a statement about instruments rather than about light. Every optical measurement confirming the wave theory is an average over an enormous number of cycles. A fringe pattern is a time-averaged intensity. Nothing in that evidence says what happens in a single act of emission or absorption, because no optical measurement of the period resolved one.

So there is a region where the wave theory is untested rather than confirmed: the moment light is produced, and the moment a body takes it up. And there is already an observation sitting in that region that does not sit comfortably. Make ultraviolet light brighter and more electrons come out of a metal, but they do not come out faster. Brightness buys you more of them, not more energetic ones.

Why that is uncomfortable for a wave

A brighter wave carries more energy through the same area. If an electron is shaken loose by the wave arriving at it, a stronger shake should give a more energetic electron. Lenard measured it in 1902 and it does not. This is not fatal to the wave theory on its own, and the route does not treat it as fatal: it is one observation in the region where the evidence for waves runs out.

03 / Make a prediction

Give every vibration its fair share. What is the total?

Before going further, commit to an answer. Thermal equilibrium hands every vibrating degree of freedom the same average energy, fixed by the temperature. A box of radiation has vibrations at every frequency. Add up the energy that rule assigns across all of them. Is the total a modest amount, an enormous but definite amount, or no definite amount at all?

Check your answer

No definite amount. Every frequency is handed the same share and there is no highest frequency, so the total energy in the box grows without bound. The paper writes the integral out, and it is infinite.

What this does and does not show

It shows that two things cannot both be applied without limit: the equal-shares rule of kinetic theory, and a field with unboundedly many vibrations. It does not say which one to give up, and it says nothing about interference. A reader who concludes "so waves are wrong" has moved faster than the argument. The name this result is known by, the "ultraviolet catastrophe", is Paul Ehrenfest's, from 1911; the paper does not use it.

04 / Work where a law is solid

Pick the regime you can trust, then take its entropy

Rather than argue about the whole spectrum, retreat to ground that holds. Wien’s law describes the measured distribution well when the frequency is high and the temperature low, and in 1904 that is not in dispute. Work only there.

In that regime you can write down the entropy of a quantity of monochromatic radiation, and then ask a single question about it: if you keep the energy and the frequency band fixed and let the radiation occupy a different volume, how does the entropy change? That is a question about counting, not about mechanism, and it can be answered.

Two ways on

Two accounts of one result both sides accept: where have you seen the logarithm of the volume before?

The branches vary which theoretical principle is taken as a starting postulate.

The elements belong to the resonators

Held by Max Planck, 1900–1901

Valid consequence, but less general

Hypothesis
The logarithm is a coincidence of the mathematics. Radiation stays continuous, and the finite energy elements are a property of the resonators in the walls that exchange energy with it.
Where it holds
For every thermodynamic result about radiation in equilibrium: the spectrum, its entropy, and the constants Planck drew from them.
Its steps (3)
  1. Keep the field continuous, as the wave theory's successes in optics require.
  2. Put the finite elements where Planck put them, in the resonators' exchange of energy with the field.
  3. Ask what this says about one act of absorption at a metal surface. It gives no reason for an electron's energy to be independent of the brightness.

Every thermodynamic result stands, and nothing on the 1904 shelf refutes this account. In 1904 terms it has nothing to say about Lenard's finding that brighter light does not give faster electrons: it explains less, and what it does explain it gets right.

It is the gas law again

The route taken in the 1905 paper

Hypothesis
The radiation's entropy multiplies log(V/V₀) by E/(βν), and the gas law multiplies the same logarithm by the number of independent molecules. Read E/(βν), with R and N restoring the units, as a number of independent things.
Where it holds
For radiation of low density at one frequency, where Wien's law holds, and only as far as this one thermodynamic comparison goes.
Its steps (3)
  1. Write the gas law: for n independent molecules the entropy changes by (R/N) n log(V/V₀).
  2. Write the radiation's: its entropy changes by (E/(βν)) log(V/V₀).
  3. Match the multipliers. In this respect the radiation behaves as if it consisted of n = (N/R) E/(βν) independent quanta, each of energy Rβν/N.

This is the paper's heuristic step: a resemblance in one thermodynamic property, read as a count. It is not yet a claim about how light is emitted or absorbed, and the paper goes on to test that.

05 / Do the same sum for something you understand

How a gas of independent things behaves

Now put the radiation aside and take a container of gas with a definite number of particles that do not interact. Ask exactly the same question: keep everything else fixed, let it occupy a different volume, and see how the entropy changes. The answer comes from counting how many ways the particles can be arranged, and it depends on the volume logarithmically, with the number of particles as a multiplier out front.

You now have two answers to one question, derived independently: one for radiation in a regime where a measured law holds, one for a gas of a known number of independent things.

06 / Compare the two, and read the exponent

What plays the part of the number of molecules?

The two expressions have the same shape. Set them beside each other and the multiplier that counts particles in the gas is matched, in the radiation case, by the total energy divided by a quantity built from the frequency. The paper states the conclusion in the careful form its title promises: radiation of low density behaves, as far as this thermodynamic question goes, as if it consisted of mutually independent energy quanta each of size

R β νN\frac{R\,\beta\,\nu}{N}

R is the gas constant and N the number of molecules in a gram-molecule; β here is Wien’s constant. The relativity paper uses the same letter for 1/√(1 − v²/V²), a different quantity.

What has and has not been established

One quantity has been shown to behave, in one regime, in one respect, like a count. That is a resemblance in a formula, and a resemblance is not a mechanism. The paper does not claim otherwise: having reached this point it says it is natural to go on and ask whether the laws of emission and transformation also look as though light were made this way. That is an invitation to test, and the last step takes it.

One thing is borrowed, and it needs stating exactly. To count the ways a total energy could be distributed among his resonators, Planck had already treated that energy as a whole number of finite, equal elements, and his constants are used here. That is a way of counting the energy of material oscillators. It is not the statement that free radiation is itself made of independent quanta, which is what this step arrives at, and the two should not be run together.

Two ways on

If the light's energy arrives in lumps, what happens when one lump meets one electron?

The branches vary which theoretical principle is taken as a starting postulate.

The energy spreads through the metal

Constrained by physical contradiction

Hypothesis
As in the wave picture, the light's energy spreads over the lit surface, and each electron gathers energy from it until it can leave.
Where it holds
For how much energy the surface takes up in total, which does grow with the brightness.
Its steps (3)
  1. An electron that gathers energy from a spread-out supply gets more of it when the supply is richer.
  2. So brighter light should give faster electrons, and not only more of them.
  3. Lenard compared the fastest electrons at different brightnesses in 1902, and their energy did not change.

It predicts what Lenard did not see: the greatest energy of the electrons would grow with the brightness.

It fails against the measurement on the shelf.

One electron takes one whole quantum

The route taken in the 1905 paper

Hypothesis
A single quantum gives all its energy to a single electron, which pays the cost P of leaving the metal and keeps the rest.
Where it holds
As a heuristic, for the fastest electrons, whose energy does not depend on how bright the light is.
Its steps (3)
  1. Each quantum carries Rβν/N, fixed by the frequency.
  2. An electron that takes one quantum and pays the exit cost P leaves with at most Rβν/N − P.
  3. Brighter light brings more quanta, so more electrons, each with the same greatest energy, which is what Lenard saw. The paper adds a prediction he had not tested: the greatest energy rises in a straight line with the frequency.

This is the paper's route in §8, and the paper keeps it a heuristic. It predicts a stopping potential that rises in a straight line with the frequency and stays the same with the brightness, which Millikan measured in 1916.

07 / Demand consequences

Three predictions it did not have to get right

A resemblance found in one thermodynamic calculation earns nothing until it says something about a different experiment. Take the picture seriously for a moment and three consequences follow, each testable against work already done by 1904.

Light re-emitted by a fluorescing substance should not have a higher frequency than the light that excited it, because one incoming piece cannot pay for a larger outgoing one. Stokes had recorded exactly that in 1852. The energy of the electrons driven out of a metal should not depend on the brightness, which is what Lenard measured in 1902 and what the wave account could not place; that it should rise in a straight line with the frequency was not tested until Millikan’s measurements of 1916. And ultraviolet light should only ionise a gas when its frequency is high enough, whatever its intensity.

How much these three are worth

They are consistency, not proof, and the paper is careful about it: a rule about the energy available per absorption sets a bound and does not fix how often absorption happens, so a threshold does not by itself predict a yield. A simulator on this site that is built with a threshold in it cannot be evidence that nature has one, and the instruments below say so about themselves.

First write the rule about the electrons as a formula.

Light of frequency ν falls on a surface from which an electron needs an energy P to escape; P is the paper’s own letter. Taking up one whole quantum hν, what is the greatest energy an electron can leave with? Write it using h, ν and P, typing ν as nu.

Answers are compared for h from 6.62 × 10−34 to 6.63 × 10−34, nu from 5 × 1014 to 1.5 × 1015 and P from 1 × 10−19 to 3 × 10−19.

Show a worked explanation

One quantum of the light carries hν. An electron that takes up a whole quantum and escapes has spent P getting out, so it leaves with at most hν − P, written h*nu-P. If the quantum is smaller than P, hν − P is negative and no electron leaves at all: the rule sets a threshold at the frequency where hν = P. Brighter light brings more quanta, not larger ones, so it does not raise this greatest energy.

Then try it on numbers. It needs one constant, and here it takes today’s value.

Try the rule on numbers, with today’s value of the constant in it, Planck’s h = 6.62607015 × 10⁻³⁴ J·s, and 1 eV = 1.602176634 × 10⁻¹⁹ J. Light of frequency 600 THz falls on a surface from which an electron needs 2 eV to escape; the surface is made up, not a named metal. What is the greatest energy an electron can leave with? Give it in electron volts or joules.

Show a worked explanation

Each quantum of this light carries hν = 6.62607015 × 10⁻³⁴ J·s × 6 × 10¹⁴ s⁻¹, about 3.976 × 10⁻¹⁹ J, which is 2.481 eV. An electron that takes up one whole quantum and escapes has paid 2 eV to get out, so it leaves with at most 2.481 − 2 = 0.481 eV, or 7.71 × 10⁻²⁰ J. Making the light brighter does not raise this number; in this picture only the frequency does.

An answer within 1 percent is the same answer, so 0.48 eV and 0.481 eV both agree.

08 / Check it against the world

A number the paper set down in advance

Section 8 does not stop at a rule. It gives a figure for light of one frequency, worked from the paper’s own constants, and sets it beside Lenard’s results. The laboratory below computes the same quantity from the same rule; change the frequency or the exit cost and read what the rule gives.

The photoelectric apparatus

Photoelectric apparatus laboratory

Static worked example

Model note
  • Incident radiant power (incidentPower), Frequency (frequency), Work function (workFunction), Quantum efficiency (quantumEfficiency) and Collector potential (collectorPotential): Host calculation, by the site's own reference code. Computed in lq08.acceptedInputs.
  • Quantum energy (quantumEnergy): Host calculation, by the site's own reference code. Computed in photoelectric.quantumEnergy.
  • Threshold frequency (thresholdFrequency): Host calculation, by the site's own reference code. Computed in photoelectric.thresholdFrequency.
  • Maximum photoelectron kinetic energy (maxKineticEnergy): Host calculation, by the site's own reference code. Computed in photoelectric.kMax.
  • Stopping potential magnitude (stoppingPotentialMagnitude): Host calculation, by the site's own reference code. Computed in photoelectric.stoppingPotentialMagnitude.
  • Incident quantum rate (quantumRate): Host calculation, by the site's own reference code. Computed in photoelectric.quantumRate.
  • Photoelectron emission rate (emissionRate): Host calculation, by the site's own reference code. Computed in photoelectric.emissionRate.
  • Photocurrent (photocurrent): Host calculation, by the site's own reference code. Computed in photoelectric.photocurrent.
  • Computed from the settings last applied (settings revision 1, result 1).
  • Not modeled: Real-material electron energy distributions and yields; Contact potentials and surface states; Space charge; Reflection losses; Emission angles; Multi-photon or thermionic emission; The timing of individual emissions; Energy transfer models beyond the declared complete or partial cases; Any claim that the moving marks depict photons.

Predict before the numbers

Make the lamp twice as bright without changing its frequency. What happens to the energy of the fastest electrons?

Three relations the model could have

Predict before the numbers

Raise the frequency while keeping the lamp's power the same. What happens to the number of quanta arriving each second?

Three relations the model could have

Predict before the numbers

Two different metals are lit by the same lamp. Plotted against frequency, are their stopping-potential lines parallel, crossing, or identical?

Three relations the model could have

The result appears when you choose, say you have one in mind, or skip.

1030.0 THz: one quantum carries hν = 4.26 eV

1.00 mW

1.465 × 1015 quanta arrive each second.

Try
Experiment settings work function, quantum efficiency, collector potential

0.00 eV, a hypothetical metal unless a preset names one

Worked example: a quantum of 1030 THz light carries 4.26 eV, more than the 0 eV work function, so the fastest electrons leave with 4.26 eV and a stopping potential of 4.26 V holds them back.

Where one quantum’s energy goes

hν = 4.26 eV, Φ = 0.00 eV , threshold ν0 = 0.0 THz

0 eVoutside the metal−0.00 eV−Φ, an electron in the metal+hν = 4.26 eVKmax = 4.26 eV

Stopping potential against frequency

In the model the slope is h/e = 4.136 × 10−15 V·s for every metal.

40060080010001200Frequency ν (THz)0.01.02.03.0Stopping potential (V)

Current against collector potential

Saturation current Isat = 23.48 μA

-3-2-10+1+2+3Collector potential (V)Current I (μA)−Vs​ = −4.26 V

Values at these settings

QuantityValue
Energy of one quantum, hν4.26 eV
Threshold frequency, Φ/h0 THz
Largest electron energy, hν − Φ4.26 eV
Stopping potential4.26 V
Quanta arriving each second1.465 × 1015 per second
Electrons freed each second1.465 × 1014 per second
Current at this collector potential23.48 μA
Show the code

The site’s own reference code for this law, in TypeScript. It computes the numbers above when the page runs it, and it is what the page uses wherever a FrankenSim result is not available.

stoppingPotentialMagnitude · src/physics/reference/photoelectric.ts · this site’s source, as built · sha256:d3b770e4a65e0a36833d8dd82384f33a3b6e6909190c9b094ceca3043aafc29a

This function computes the listed outputs when it runs.

In words

V_s = K_max / e = (h nu - Phi) / e. The physics is in kMax, which this calls; what this function does is ask for the maximum kinetic energy in joules and divide by the elementary charge to put it in volts. Measured at 10^15 Hz against a 2.0 eV work function: 2.135667696923859 V.

Implementation

/**
 * Stopping potential magnitude: V_s = K_max / e = (h * nu - Phi) / e (in Volts).
 *
 * Epistemic rule:
 * When nu < nu_0, stopping potential is `not-applicable` with reason
 * "no emitted electron in this model".
 * Under partial transfer, returns `underdetermined` with upperBound = (h * nu - Phi) / e.
 */
export function stoppingPotentialMagnitude(
  nu: number,
  workFunctionJoules: number,
  set?: ConstantSet,
  transferModelOrOptions:
    | EnergyTransferMode
    | Readonly<{ transferModel?: EnergyTransferMode }> = "complete",
): PhotoelectricResult<number> {
  const transferModel: EnergyTransferMode =
    typeof transferModelOrOptions === "object" && transferModelOrOptions !== null
      ? (transferModelOrOptions.transferModel ?? "complete")
      : transferModelOrOptions;
  const kResult = kMax(nu, workFunctionJoules, set, transferModel);
  if (kResult.status === "underdetermined") {
    const e = getElementaryCharge(set);
    const extra: {
      upperBound?: number;
      unit?: string;
      citation?: string;
      reason?: string;
      bounds?: readonly [number, number];
      quantityId?: string;
    } = {
      unit: "V",
      quantityId: "stoppingPotentialMagnitude",
    };
    if (kResult.upperBound !== undefined) extra.upperBound = kResult.upperBound / e;
    if (kResult.citation !== undefined) extra.citation = kResult.citation;
    if (kResult.reason !== undefined) extra.reason = kResult.reason;
    if (kResult.bounds !== undefined) extra.bounds = [kResult.bounds[0] / e, kResult.bounds[1] / e];
    return underdetermined(kResult.compatibleFamily, kResult.neededInformation, extra);
  }
  if (kResult.status !== "value") return kResult;
  const e = getElementaryCharge(set);
  return ok(kResult.value / e, "V", {
    ...(kResult.note ? { note: kResult.note } : {}),
    quantityId: "stoppingPotentialMagnitude",
  });
}

Einstein’s 1905 §8 check, by order of magnitude

What was neglected: Einstein sets P' = 0 as a deliberate neglect of escape work for order-of-magnitude comparison against Lenard's spark-potential observations, not as a physical prediction for a named metal.

What it is not: This is not a prediction for any named metal; any real substance has P' > 0, so its stopping potential at this frequency is lower by exactly the amount the work function contributes.

As printed: Π = Rβν / E = 4.34 V, “ca. 4,3 Volt”. Slope 4.212 × 10−15 V·s, against a modern h/e of 4.136 × 10−15 V·s.

At these settings: ν = 1030.0 THz gives hν = 4.26 eV; with the hypothetical Φ = 0.00 eV the stopping potential is 4.26 V.

What this model leaves out

It follows Einstein’s 1905 rule that one absorbed quantum gives its energy to one electron, which spends Φ escaping. It does not model:

  • Real-material electron energy distributions and yields
  • Contact potentials and surface states
  • Space charge
  • Reflection losses
  • Emission angles
  • Multi-photon or thermionic emission
  • The timing of individual emissions
  • Energy transfer models beyond the declared complete or partial cases
  • Any claim that the moving marks depict photons

Check it against the world

A printed prediction

Section 8 of the paper puts a number to the prediction. Light of frequency 1.03 × 10¹⁵ per second, with the cost of leaving the metal neglected, should give electrons that a potential of about 4.3 volts can stop, which the paper says agrees in order of magnitude with Lenard's results. Set the frequency and the exit cost in the laboratory below and read the stopping potential it computes.

Worked value

What the paper prints in §8

about 4.3 volts; from the paper’s own constants, 4.34 V

From the laboratory above, as it now stands

Light of frequency 1.03 × 10¹⁵ per second, on a surface whose exit cost is 0 eV:

Potential that stops the fastest electrons
4.26 V

An ideal model computed here, with today’s constants. The paper’s own constants give 4.34 V at its frequency with the exit cost neglected; today’s give a little less, and the difference is the constants, not the argument. Change the frequency or the exit cost in the laboratory and apply it, and this number follows.

Later evidence, not on the 1904 shelf

Published, 1916-03

Millikan measures the stopping potential of electrons driven out of sodium, and of lithium, by light of several frequencies, and finds it rising in a straight line with the frequency, with the slope the 1905 relation predicts; from it he finds h = 6.57 × 10⁻²⁷ erg seconds, to about half a per cent, and states that Einstein's equation appears in every case to predict exactly the observed results.

Later confirmation
Limits: Later evidence, not on the 1904 shelf, eleven years after the paper. In the same paper Millikan still judged the hypothesis that produced the equation untenable: a relation can be confirmed without confirming the reason given for it. The edition's digitised table of his points is withdrawn, so none is plotted here.

Historical context

Later empirical or theoretical confirmation developed after 1905.

Available by

Published, 1916-03

What the paper itself cites or asserts

Not yet recorded for this card.

Where this site uses it

Primary evidence and sources

  • A Direct Photoelectric Determination of Planck's “h” R. A. Millikan, Phys. Rev. (2) 7, 355 (1916-03)

The later card tested the straight line itself, in 1916. It is evidence the paper did not have, and it is cited here rather than plotted: this edition’s table of Millikan’s points is withdrawn.

09 / Try it yourself

Five pieces of the argument to work by hand

The first three put the rule to numbers under a modern lens, with today’s value of Planck’s constant h, which the paper never writes: it has R, β and N, and h is their later shorthand, Rβ/N. The checker converts your unit and compares numbers, not text.

First, read the constant off a line, as the photoelectric effect lets you.

Under the modern lens, a made-up line and not a measurement: for a surface from which an electron needs 2 eV to escape, the photoelectric rule with today’s constants gives a stopping potential of 0.4814 V at 600 THz and 1.722 V at 900 THz. The rule says these lie on a straight line whose slope is h/e, with e = 1.602176634 × 10⁻¹⁹ C. What is h? Give it in J·s or eV·s.

Show a worked explanation

The slope is the rise over the run: (1.722 − 0.4814) V over (9 × 10¹⁴ − 6 × 10¹⁴) Hz, about 4.136 × 10⁻¹⁵ V·s. The rule says the slope is h/e, so h is the slope times e: 4.136 × 10⁻¹⁵ × 1.602176634 × 10⁻¹⁹, about 6.626 × 10⁻³⁴ J·s, or 4.136 × 10⁻¹⁵ eV·s. The escape cost drops out of the slope; it only moves the line up or down. The line was computed from today’s h, so this recovers the h that made it. With measured points the same slope is how h is read from the photoelectric effect, which Millikan did in 1916, later evidence and not on the 1904 shelf.

The two points are printed to four figures, and their difference keeps fewer, so an answer within 1 percent is the same answer.

Next, the lowest frequency that frees anything from a made-up surface.

Under the modern lens, with today’s h = 6.62607015 × 10⁻³⁴ J·s and 1 eV = 1.602176634 × 10⁻¹⁹ J: a made-up surface needs 2 eV to free an electron. Below what frequency does light free none, however bright it is? Give it in THz or Hz.

Show a worked explanation

One quantum must pay the whole escape cost, so the lowest frequency that frees an electron is the one whose quantum carries exactly 2 eV: ν₀ = W/h. In joules W is 2 × 1.602176634 × 10⁻¹⁹ = 3.204 × 10⁻¹⁹ J, and dividing by h gives 4.836 × 10¹⁴ Hz, about 483.6 THz. Below it, brighter light brings more quanta of the same too-small size, and in this model no electron leaves.

The inputs are exact and the answer is quoted to four figures, so an answer within half a percent is the same answer.

Then how many quanta an ordinary green source gives off.

Under the modern lens, with today’s h = 6.62607015 × 10⁻³⁴ J·s and c = 299 792 458 m/s: a source gives off 1 W of green light of wavelength 532 nm. If its energy comes in quanta of hν each, how many does it give off each second? Give the number per second.

Show a worked explanation

The frequency is c/λ = 299 792 458 / 5.32 × 10⁻⁷, about 5.635 × 10¹⁴ Hz, so each quantum carries hν, about 3.734 × 10⁻¹⁹ J. 1 W is 1 J each second, and dividing by the size of one quantum gives about 2.678 × 10¹⁸ each second. The number is so large that the light’s arrival in quanta cannot be seen in its brightness, only in what a single quantum can do.

The wavelength is given to three figures, so an answer within 1 percent is the same answer.

Two to put in your own words: one from step 07, and one you can try first in the counting laboratory’s locked counterexample.

In two sentences: in the paper’s picture, why does brighter light of the same frequency free more electrons, but none with more energy than before?

What you write stays in this box. Nothing on the page reads it, marks it or sends it anywhere, and it is gone when you leave.

Compare with a worked explanation

Only a person can judge an explanation, and here that person is you. Read yours against each of these in turn:

  • Each electron takes its energy from a single quantum, and the size of a quantum is set by the frequency alone.
  • Brighter light of the same frequency brings more quanta each second, not larger ones.
  • So more electrons leave each second, while the greatest energy any one can leave with stays the same.
  • This is the paper’s heuristic viewpoint; that the energy does not grow with the brightness is Lenard’s observation of 1902, which the viewpoint was built to meet, not something the model shows about nature.

An electron gets its energy from one quantum at a time, and a quantum’s size depends only on the frequency, so the most any electron can carry away is one quantum’s energy less what it pays to escape. Making the light brighter adds quanta, not size, so more electrons leave each second and the greatest energy stays where it was. That is how the viewpoint meets Lenard’s 1902 observation; it does not prove the viewpoint, which the paper calls heuristic.

In LQ-05’s locked counterexample the n points move together, as one rigid pattern placed at random. Why is the chance that all of them lie in a fraction f of the box then f, and not f to the power n?

What you write stays in this box. Nothing on the page reads it, marks it or sends it anywhere, and it is gone when you leave.

Compare with a worked explanation

Only a person can judge an explanation, and here that person is you. Read yours against each of these in turn:

  • When the points are locked together, where one point lies decides where all of them lie.
  • So the chance that all lie in the fraction f is the chance for one point: f.
  • Independent points each need their own chance f, and independent chances multiply, which gives f to the power n.
  • So the power n in a volume law is a sign that the things counted are independent, not merely that there are n of them.

Locked together, the points have one position between them: once one lands in the fraction f, the rest land there too, so the chance is just f. Free and independent, each point has to land there on its own, with chance f each time, and the chances multiply to f to the power n. That is why the gas law’s power counts independent molecules, and why reading the radiation’s multiplier as a count needs the quanta to behave as if they were independent.

Last, a prediction to make before you change anything, in the laboratory at step 08.

Predict, change one thing, then explain

  1. Predict

    Predict first. A lamp gets brighter, but its frequency stays below the threshold. Of the number of electrons freed each second, the greatest energy any of them leaves with, and the power falling on the metal, which should not rise merely because the laboratory draws more marks arriving?

  2. Change one thing

    In the laboratory at step 08, keep the 2 eV surface, set the frequency below 483.6 THz, and double the incident power: the count of electrons stays at zero, and the laboratory says that in this model no electron is emitted. Then press its preset “The intensity probe (rate vs energy)”, which is above the threshold, and double the power again: the rate rises, and the greatest energy stays where it was.

  3. Explain

    Explain both results in terms of what one quantum can do, and say what the moving marks in the laboratory are and are not.

Explain what you saw: why doubling the power frees no electrons below the threshold, and why above it the rate rises while the greatest energy does not.

What you write stays in this box. Nothing on the page reads it, marks it or sends it anywhere, and it is gone when you leave.

Compare with a worked explanation

Only a person can judge an explanation, and here that person is you. Read yours against each of these in turn:

  • Below the threshold no single quantum carries enough energy to pay the cost of escape, so more quanta still free none.
  • Above it, each freed electron has taken up one quantum, so doubling the power doubles the rate and leaves the greatest energy unchanged.
  • The power falling on the metal does double: it is the energy per quantum that stays the same.
  • The moving marks in the laboratory are a teaching picture of the model’s bookkeeping, not a picture of anything seen, and the model computes what its premises imply rather than testing them.

In this picture an electron is freed only by taking up one whole quantum, and a quantum’s energy is set by the frequency. Below the threshold every quantum is too small to pay the cost of escape, so doubling the power doubles the number of too-small quanta and still frees nothing. Above it, the number of electrons follows the number of quanta, so the rate doubles, while the most any one electron can carry away is one quantum less the escape cost, which the power does not change. The marks the laboratory draws are its way of showing that bookkeeping; they are not photographs of light, and a model built this way shows its premises’ consequences, not whether nature agrees.

Where this enters the paper

The paper runs to seventeen pages and nine numbered sections. The divergence is section 1, the entropy of radiation is sections 3 and 4, the gas comparison is section 5, the conclusion this route builds towards is section 6, and the three checks are sections 7 to 9. Its German text and an English translation are on this site.

In the 1905 paper

Where Wien's law holds, at low density and high frequency, the paper finds how the entropy of one narrow band of radiation depends on the volume it fills: through the logarithm of the volume ratio, multiplied by E/βν.

Read §4: the limiting law for the entropy of dilute radiation →

In the 1905 paper

Section 5 works out, by Boltzmann's principle, how the entropy of n independent moving points depends on the volume. Section 6 sets the two results side by side and reads the radiation's multiplier as a number of independent energy quanta, as a heuristic.

Read §§5–6: the same volume dependence for a gas, and what it suggests →

In the 1905 paper

If each quantum of the exciting light is taken up whole and gives rise to light of its own, the light given off can have no higher a frequency than the light that excites it. The paper states the conditions under which the rule may fail.

Read §7: Stokes's rule for fluorescent light →

In the 1905 paper

An electron takes up one quantum's energy and spends part of it leaving the metal. The greatest energy it leaves with rises in a straight line with the frequency and does not depend on the intensity; the number of electrons does.

Read §8: electrons produced by light →

In the 1905 paper

If one quantum ionizes one molecule, the energy of a quantum of the ionizing light cannot be less than the energy needed to ionize it. The paper compares the bound with Stark's measurement and names what it does not settle.

Read §9: ionization of gases by ultraviolet light →

Two doors lead to the same place, the effective count at the heart of section 6: the paper’s own argument, and a counting loop a programmer can write.

Ways in

Multiple routes, one arrival point

All doors arrive at the same result: the effective count n = (N/R)(E/βν), the power to which the probability W raises V/V₀

the paper's routeanother routeone result

The drawing gives every route the same box and the same line on purpose. Neither door is the real one and neither is a detour: the paper's own construction and the routes beside it reach the result named above, and the journey says so. What it does not show is what each route costs a reader to walk, which is the only respect in which they genuinely differ and is written in the cards below rather than in the picture.

The paper's route

The paper's argument from Wien's law, §§1–6

Take Wien's law where it holds, work out how the entropy of dilute radiation depends on its volume, and compare that with a gas of independent molecules.

Arrives at: the effective count n = (N/R)(E/βν), the power to which the probability W raises V/V₀

Another route

The microstate counter, for programmers

Write the loop: the chance that n labelled points all sit in a fraction f of the box is f to the power n. Given that the entropy of dilute radiation changes with volume like (E/βν) ln f, invert it to a count. The same loop shows what happens when the points are not independent. In the modern lens the count is E/hν, with h = Rβ/N.

Arrives at: the effective count n = (N/R)(E/βν), the power to which the probability W raises V/V₀

The chain can also be rebuilt from its claims rather than followed through them. The capstone holds the regime and the independence assumption apart from the conclusion they license, so the heuristic stays a heuristic while you put it in order: Rebuild the heuristic viewpoint. It is optional, and nothing above depends on it.